What type of quote would you like to request? * Benefit Plan Private Company Broker Dealer Non Profit Uniform Guidance (Single Audit) Surprise Audit Construction Franchise Unknown or Not Listed SOX 404 Compliance Strategic IT Advisory for Compliance & Risk Management Accounting and Outsourcing Services Month-End Close Process Services Outsourced CFO Services Technical Accounting and Advisory Financial Statement Preparation Services Audit Readiness

First Name *

Last Name *

Email *

Phone Number *

Company

Select State * Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District Of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming

Are there assets held by participants outside of the plan's main provider? No Yes, with 1 outside provider Yes, with between 2 - 5 outside providers Yes, with 6 outside providers or more

Audit Scope Yes No Will this audit be conducted under ERISA Section 103(a)(3)(C): investment information prepared and certified as complete and accurate by a bank, insurance company or similar institution that is regulated, supervised, and subject to periodic examination by a state or federal agency, and that the certification was signed by an authorized individual of the certifying entity?

First Year Audit? No, we have had a Plan audit before Yes, this is a first time audit Is this the first year that your audit is required by the Department of Labor?

Plan Size: # of Eligible Participants 100-499 500-1499 1500 and above Please choose the number of "eligible participants" on your plan

Is an 11-K filing required? No Yes Does the company issue publicly traded securities?

Number of Payrolls: # of Companies Included in the Plan 1 2-5 6+ Please choose the number of separate payrolls that are run for each company per payroll period.

Change in trustee / custodian in the last year? No, we did not change custodians Yes, we changed custodians Did you change the custodian or trustee during the current audit year?

Terminating the plan? No, we are not terminating the plan Yes, we are terminating the plan Is this a final plan audit?

Who is the Plan's recordkeeper/provider (i.e.-Fidelity, Principal, ADP, etc.)?

Year-end or time period of the engagement

Type of engagement (Audit / Review / Compilation / etc.)

Number of Custodial Accounts

Deadline(s)

Are tax services needed? Yes No

Did a CPA complete this service for you in the prior year? No Yes, a single audit was completed last year Yes, but an audit of our organization was completed without a single audit last year

Number of federal programs 1-5 6-10 11+

Requested time period of the engagement

Type of service (Risk Assessment / SOC 1 and SOC 2 / Cyber Risk Review / etc.) Risk Assessments SOC 1 and SOC 2 Readiness Procedures Cyber Risk Reviews Sarbanes Oxley Testing and Support Internal Audit Testing and Support Policy and Procedure Development HIPAA & HITRUST Readiness Procedures SEC Reg S-P

Name of vendor that completed this service for you in a prior year

What area in your accounting department are you looking to outsource?

Are you considering outsourcing the Company’s full accounting function?

Will outsourcing the accounting function be for a project or longer term?

In addition to general ledger maintenance, have you considered outsourcing the Company’s reporting function?

Are the Company books and records maintained on a cash or accrual basis?

Does the Company undergo an annual financial statement audit or review?

What type of tax return does the Company file?

What Industry is the Company in?

How long does it currently take to complete a month end close for the Company?

Does the Company close books and records on a cash basis or accrual basis of accounting?

Do you have written processes and procedures to accomplish the Company’s monthly close?

After the month end close does management have reliable financial statements to review?

Does the Company have an experienced CPA to ensure the financial reporting is accurate?

Is the Company in need of a financial professional to help align financial forecasting, budgeting, and cash management to its strategic goals?

Does the Company intend to raise capital or secure debt in the next 12 months?

Can the Company ensure that it is GAAP, PCAOB, or IFRS compliant?

Every industry has accounting standards it should be in compliance with, has the Company had this evaluation?

Struggling to write a technical memo for the Company’s auditors?

What technical memo(s) does the Company need?

Has the Company made an acquisition in the last 12 months?

Is the Company a Public Company or a Private Company?

Are the financial statements needed for an upcoming audit?

Are the financial statements needed for investor/shareholder reporting?

Does the Company maintain its own books and records?

Does the Company have its policies and procedures documented?

Has the Company assessed the effectiveness of its internal controls (SOX readiness)?

Has the Company selected an auditor?

Has the Company had an audit in the previous year?

Questions or Comments

I Agree to Assurance Dimension's Privacy Prolicy and Terms and Conditions.*

Comments