First Name *
Last Name *
Phone Number *
Select State *
District Of Columbia
Are there assets held by participants outside of the plan's main provider?
Yes, with 1 outside provider
Yes, with between 2 - 5 outside providers
Yes, with 6 outside providers or more
Will this audit be conducted under ERISA Section 103(a)(3)(C): investment information prepared and certified as complete and accurate by a bank, insurance company or similar institution that is regulated, supervised, and subject to periodic examination by a state or federal agency, and that the certification was signed by an authorized individual of the certifying entity?
First Year Audit?
No, we have had a Plan audit before
Yes, this is a first time audit
Is this the first year that your audit is required by the Department of Labor?
Plan Size: # of Eligible Participants
1500 and above
Please choose the number of "eligible participants" on your plan
Is an 11-K filing required?
Does the company issue publicly traded securities?
Number of Payrolls: # of Companies Included in the Plan
Please choose the number of separate payrolls that are run for each company per payroll period.
Change in trustee / custodian in the last year?
No, we did not change custodians
Yes, we changed custodians
Did you change the custodian or trustee during the current audit year?
Terminating the plan?
No, we are not terminating the plan
Yes, we are terminating the plan
Is this a final plan audit?
Who is the Plan's recordkeeper/provider (i.e.-Fidelity, Principal, ADP, etc.)?
Questions or Comments
I Agree to Assurance Dimension's Privacy Prolicy and Terms and Conditions.*